AI Agents · Regulated Industries

Intelligent Agents Built for Regulated Environments

TikiTech designs and deploys AI agents for banks, fintechs, and financial institutions that operate under regulatory scrutiny. Every agent is built audit-ready, compliance-first, and production-grade.

⚡ Explore Our Agents Contact Us →
4
Production Agents
100%
Compliance-First Design
Exam-Ready
OCC · FDIC · FFIEC

AI Agents Engineered for the
Regulated Enterprise

Purpose-built agents that understand your regulatory environment — not generic tools retrofitted for compliance as an afterthought.

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Regulatory Compliance

AI Compliance Agent for Banks

A continuously operating AI agent that monitors regulatory changes, maps obligations to internal controls, and surfaces compliance gaps before examiners do. Designed around OCC, FDIC, FFIEC, GLBA, and BSA/AML frameworks.

Real-time regulatory change monitoring and impact analysis
Automated obligation mapping to policies and controls
Exam preparation reports with full evidence trail
Issue tracking with escalation and remediation workflow
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Third-Party Risk

Vendor Risk Assessment Agent

Automates the end-to-end vendor due diligence lifecycle — from initial intake and questionnaire analysis to ongoing monitoring, SOC 2 review, and risk scoring. Flags critical findings and generates risk-tiered summaries for your TPRM program.

Automated vendor questionnaire ingestion and scoring
SOC 2 Type II report analysis with gap identification
Risk tier classification (Critical / High / Medium / Low)
Continuous monitoring alerts for vendor posture changes
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Lending & Credit

Loan File Analysis Agent

Ingests and analyzes complete loan files — from application and underwriting docs to appraisals and closing packages — to identify data inconsistencies, regulatory exceptions, and fair lending risk indicators. Built for pre-exam and QC workflows.

Document ingestion across PDF, structured, and scanned formats
HMDA, ECOA, and CRA compliance flag detection
Exception identification with plain-language summaries
Audit-ready findings log with decision lineage
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Security & Audit

SOC Evidence Collection Agent

Eliminates the manual burden of SOC 2 and internal audit evidence collection. The agent autonomously gathers screenshots, log exports, policy documents, and system configurations — mapping each artifact to the relevant control and organizing packages for auditor handoff.

Automated evidence collection across integrated systems
Control-to-evidence mapping aligned to SOC 2 Trust Services Criteria
Auditor-ready evidence packages with chain-of-custody
Gap analysis report for controls lacking sufficient evidence

Where Deep Domain Expertise Meets Agentic AI

TikiTech was founded on a simple premise: regulated industries have a different standard. Agents that work in consumer apps fail in banking. Agents built without regulatory fluency get flagged on the first exam.

Our team brings together 25+ years of financial services security, risk, and compliance leadership with modern agentic AI engineering. We speak FFIEC. We understand what an OCC examiner looks for. We know how a board-level risk dashboard needs to read.

Every agent we deliver is designed to survive regulatory scrutiny — explainable, auditable, and defensible from day one.

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Regulatory Fluency

We build agents that understand FFIEC, OCC, FDIC, GLBA, PCI-DSS, and SOC 2 — not as checkboxes, but as operating constraints baked into the architecture.

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Audit-Ready by Default

Every agent decision is logged, traceable, and explainable. We design for the examiner sitting across the table, not just the person using the tool today.

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Production-Grade Deployment

We don't sell pilots that stall. Our agents are built for production — integrated into your existing systems, tested against failure modes, and supported post-launch.

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Security-First Architecture

Data sovereignty, PII masking, role-based access, and encrypted context pipelines — governed AI from the infrastructure up.

Built for Institutions That Can't
Afford to Get It Wrong

Our agents are deployed in environments where regulatory failure has real consequences — reputational, financial, and legal.

Community Banks & Credit Unions
Regional & National Banks
Fintech & Digital Lenders
Mortgage Companies
Insurance Carriers
Payment Processors
Wealth & Asset Management
Healthcare Finance

Ready to Deploy Agents Your
Regulators Will Sign Off On?

Let's talk about your compliance challenges, your exam calendar, and which agent makes the most immediate impact for your institution.

📬 Get in Touch
hello@tikitech.io